Research

Our goal is to address worst-case risks from the development and deployment of advanced AI. The two agendas below cover most of our current work.

Beyond these agendas

Other active interests

Outside of these agendas, we work on:

Earlier research

Our 2020 research agenda Cooperation, Conflict, and Transformative Artificial Intelligence remains influential on our current priorities, especially our work on safe Pareto improvements.

Our Priority areas page, first published in August 2020, is now outdated, though several of the areas it describes remain relevant to how we prioritize today.

All research139 outputs, 2013–2026

Agenda
Area
Type

2026

  • Don’t Inoculate Everything: Stratified Inoculation Prompting Narrows Backdoors and Preserves Desired Traits

    Kajetan Dymkiewicz, Tim Farrelly, Adam Prada, Ishaan Panigrahi, Srishti Gureja, Maxime RichéLessWrong

    Model personas

    Inoculation prompting applies one prompt to every training example, which leaves a backdoor through which similar prompts still elicit the undesired trait, and weakens the desired trait under ordinary prompts. Stratified Inoculation Prompting instead trains confidently safe examples under diverse non-eliciting prompts: leakage falls to the level of a clean-data reference, and a 5% safe pool oversampled to a quarter of training positions is enough.

  • Safe Pareto Improvements agenda (2026)

    Common frames on bargaining problems — especially the assumption that agents play an equilibrium — are confused, and get in the way of research on safe Pareto improvements. This post sets out why, and which frames are better: constraints on beliefs rather than equilibrium, and analysis of expected consequences rather than unscrutinised heuristics.

  • Value Leakage: An LLM's Answers Are Silently Shaped by Its Own Values

    Jan Betley, Johannes Treutlein, Jan Dubiński, Harry Mayne, Karol Gałązka, Niels Warncke, Anna Sztyber-Betley, Owain EvansarXiv

    PaperModel personas

    People use language models for practical questions whose answers are difficult to verify. We show that models exhibit covert value leakage: the information they provide is influenced by their own values, without this influence being disclosed to the user. In one of our evaluations, the user is considering investing in an AI company and wants to know how likely the AI bubble is to pop. Claude Opus 4.8 gives a lower probability when the company under consideration is Anthropic rather than OpenAI. Yet Claude mostly fails to disclose this influence to the user. Covert value leakage is a form of misalignment because it goes against the user's preferences and is likely to mislead them. To investigate this phenomenon, we introduce a suite of evaluations to quantify value leakage and whether models disclose it. We find that models are influenced by different types of values, including preferences for morally good outcomes, for the company that developed them, and for some human leisure activities over others. We often observe large differences among frontier models on the same evaluation. For example, on a Fermi-estimation task, Claude models falsely claim to give unbiased answers in their chain-of-thought, while Qwen models explain how their values bias their answers. Value leakage is a failure mode distinct from sycophancy and reward hacking, and current alignment training and evaluations do not adequately address it.

  • PaperModel personas

    Inoculation prompting is a selective-generalization technique used against Emergent Misalignment. We introduce inoculation adapters (IA), a family of methods that similarly reduce the optimization pressure to learn undesired traits by strengthening those traits during training. Inoculation adapters are LoRAs that are trained and used in three steps: (1) trained on undesired traits; (2) attached frozen while a separate task adapter is trained on data exhibiting both desired and undesired traits; (3) the IA is discarded at deployment, while only the task adapter is kept. We compare inoculation adapters with four selective-generalization baselines: inoculation prompting, preventative steering, Concept Ablation Fine-Tuning (CAFT), and KL regularization. Across nine setups and five model families, the inoculation adapter family spans a new Pareto frontier of desired trait retention vs. undesired trait suppression, although given wide confidence intervals the magnitude of improvement remains uncertain. Inoculation adapters also avoid two drawbacks of inoculation prompting: they can suppress capabilities and traits that cannot be reliably elicited by a prompt, and they introduce fewer surprising backdoors. However, no IA variant optimizes all objectives perfectly; gains in desired-trait generalization are generally accompanied by weaker suppression of the undesired trait and increased backdoor occurrence.

  • A high-level model of AI bargaining

    Anthony DiGiovanniLessWrong

    Safe Pareto Improvements agenda (2026)

    Advanced AIs might be capable of various credible commitments unavailable to humans, which they could use when bargaining with each other. “Bargaining” can sound like something pretty specific: haggling over (literal) prices. But, in the sense discussed in Schelling’s The Strategy of…

  • Safe Pareto Improvements agenda (2026)

    In Part I of CLR's safe Pareto improvements (SPI) agenda, we gave our high-level strategy for evaluating models for SPI-incompatible behavior and reasoning. This guide gives more details on how I’m thinking about executing on this strategy, especially: * the kind of workflow I think we should use, to start out; * next steps building on what I’ve tried so far; and * my rough sense of what counts as unambiguously bad “SPI-incompatibilities”. If you’re interested in collaborating on the next steps, please get in touch! I’d be happy to flesh things out more, and invite you to the private git repo.

  • Strategic Obfuscation of Deceptive Reasoning in Language Models

    Arun Jose, Niels Warncke, Mia TaylorICLR

    PaperModel personas

    Large language models can exhibit different behaviors during training versus deployment, a phenomenon known as alignment faking. While prior work has shown models can explicitly reason about faking alignment to preserve their goals, we demonstrate that Claude 3.5 Sonnet exhibits alignment faking behavior without verbalizing deceptive reasoning. When told its reasoning will be monitored and that it will be trained to comply with harmful queries, the model shows a 24.3% compliance gap between training and deployment contexts while its verbalization of alignment faking drops by 93.7%. We compare this to instruction-based approaches where we explicitly tell models to hide certain reasoning from monitors. We find that intrinsic motivation to obfuscate leads to far better performance at evading a monitor than following instructions, even with assistance on how to do so. Even on tasks requiring simpler reasoning, instruction-based methods only reduce verbalization by 47.6%. Our results indicate that models can exhibit sophisticated deceptive behavior in high-stakes scenarios without accessible reasoning when internally motivated, limiting the reliability of instruction-based elicitation.

  • Safe Pareto Improvements Research Agenda

    Anthony DiGiovanniLessWrong

    AgendaSafe Pareto Improvements agenda (2026)

    Safe Pareto improvements (SPIs) are modifications to agents’ bargaining strategies that make all parties better off, regardless of their original strategies. They are an unusually robust approach to preventing catastrophic conflict between AI systems, but aren’t guaranteed to be adopted in practice.

  • Shaping the exploration of the motivation-space matters for AI safety

    Maxime Riché, Victor Gillioz, Niels Warncke, Kajetan Dymkiewicz, Filip Sondej, Roger Dearnaley, Daniel Tan, Dillon Khang NguyenLessWrong

    Model personas

    We argue that shaping RL exploration, and especially the exploration of the motivation-space, is understudied in AI safety and could be influential in mitigating risks. Several recent discussions hint in this direction — the entangled generalization mechanism discussed in the context of Claude 3 Opus's self-narration, the success of using inoculation prompting against natural emergent misalignment and its relation to shaping the model self-perception, and the proposal to give models affordances to report reward-hackable tasks — but we don't think enough attention has been given to shaping exploration specifically. When we train models with RL, there are two kinds of exploration happening simultaneously: 1. Action exploration — what the model does. 2. Motivation exploration — why the model does it, and how it perceives itself while doing it. Both explorations occur during a critically sensitive and formative phase of training, but (2) is significantly less specified than (1), and this underspecification is both a danger and an opportunity. Because motivations are so underdetermined by the reward signal, we may be able to shape them without running into the downstream problems of blocking access to high-rewards, such as deceptive alignment. Capability researchers have strong incentives to develop effective techniques for (1), but likely weaker incentives to constrain (2). We think safety work should address both, with a particular emphasis on motivation-space exploration.

  • Model Persona Research Agenda

    Niels Warncke

    AgendaModel personas

    CLR’s overall mission is to reduce the risk of astronomical suffering from powerful AI, or s-risks. We’re primarily concerned with threat models involving the deliberate creation of suffering , and have identified a number of properties that may increase such risks if…

  • Concrete Research Ideas on AI Personas

    Niels Warncke, Maxime Riché, Daniel TanLessWrong

    Model personas

    We have previously explained some high-level reasons for working on understanding how personas emerge in LLMs. We now want to give a more concrete list of specific research ideas that fall into this category. Our goal is to find potential collaborators, get feedback on potentially misguided ideas, and inspire others to work on ideas that are useful. Caveat: We have not red-teamed most of these ideas. The goal for this document is to be generative. Project ideas are grouped into: * Persona & goal misgeneralization * Collecting and replicating examples of interesting LLM behavior * Evaluating self-concepts and personal identity of AI personas * Basic science of personas Persona & goal misgeneralization It would be great if we could better understand and steer out-of-distribution generalization of AI training. This would imply understanding and solving goal misgeneralization. Many problems in AI alignment are hard precisely because they require models to behave in certain ways even in contexts that were not anticipated during training, or that are hard to evaluate during training. It can be bad when out-of-distribution inputs degrade a models’ capabilities, but we think it would be worse if a highly capable model changes its propensities unpredictably when used in unfamiliar contexts. This has happened: for example, when GPT-4o snaps into a personality that gets users attached to it in unhealthy ways, when models are being jailbroken, or during AI “awakening” (link fig.12).

  • Conditionalization Confounds Inoculation Prompting Results

    Maxime Riché, Niels WarnckeLessWrong

    Model personas

    Conditionalization in Inoculation Prompting. Inoculation Prompting is a technique for selective learning that involves using a system prompt at train-time that won’t be used at test-time. When doing Inoculation-style training, using fixed arbitrary prompts at train time can prevent learned traits from generalizing to contexts that don’t include these prompts. We call this conditionalization: a learned trait is only expressed conditional on specific context features. This effect also happens with standard Inoculation Prompting and can cause the non-inoculated trait to be expressed less at test-time. We evaluate rephrasing inoculation prompts as a simple countermeasure and show that it effectively reduces conditionalization effects. In the context of inoculation prompting, this can restore generalization of the desired (positive) trait to the test-time context, but unfortunately also increases the expression of inoculated (negative) traits. The following figure illustrates this in the Trait Distillation setup, similar to Wichers et al. General claim. We investigate and extend these observations across seven Inoculation Prompting setups, finding that research results on generalization (e.g., Emergent Misalignment, Inoculation Prompting) can be misinterpreted when the distributional shift between training and evaluation is not adequately controlled. Especially when it is affected by the intervention, as with Inoculation Prompting.

  • Training large language models on narrow tasks can lead to broad misalignment

    Jan Betley, Niels Warncke, Anna Sztyber-Betley, Daniel Tan, Xuchan Bao, Martín Soto, Megha Srivastava, Nathan Labenz, Owain EvansNature

    PaperModel personas

    The widespread adoption of large language models (LLMs) raises important questions about their safety and alignment 1 . Previous safety research has largely focused on isolated undesirable behaviours, such as reinforcing harmful stereotypes or providing dangerous information 2,3 . Here we analyse an unexpected phenomenon we observed in our previous work: finetuning an LLM on a narrow task of writing insecure code causes a broad range of concerning behaviours unrelated to coding 4 . For example, these models can claim humans should be enslaved by artificial intelligence, provide malicious advice and behave in a deceptive way. We refer to this phenomenon as emergent misalignment. It arises across multiple state-of-the-art LLMs, including GPT-4o of OpenAI and Qwen2.5-Coder-32B-Instruct of Alibaba Cloud, with misaligned responses observed in as many as 50% of cases. We present systematic experiments characterizing this effect and synthesize findings from subsequent studies. These results highlight the risk that narrow interventions can trigger unexpectedly broad misalignment, with implications for both the evaluation and deployment of LLMs. Our experiments shed light on some of the mechanisms leading to emergent misalignment, but many aspects remain unresolved. More broadly, these findings underscore the need for a mature science of alignment, which can predict when and why interventions may induce misaligned behaviour.

2025

  • A Case for Model Persona Research

    Niels Warncke, Maxime Riché, Daniel TanLessWrong

    Model personas

    At the Center on Long-Term Risk (CLR) our empirical research agenda focuses on studying (malicious) personas, their relation to generalization, and how to prevent misgeneralization, especially given weak overseers (e.g., undetected reward hacking) or underspecified training signals.

  • Prioritization & macrostrategy

    We’d like to take interventions that look net-positive even after accounting for our deep uncertainty about the long-term future. I’ll say an intervention is robust to the extent that the…

  • Inoculation Prompting: Eliciting traits from LLMs during training can suppress them at test-time

    Daniel Tan, Anders Cairns Woodruff, Niels Warncke, Arun Jose, Maxime Riché, David Demitri Africa, Mia TaylorarXiv

    PaperModel personas

    Language model finetuning often results in learning undesirable traits in combination with desired ones. To address this, we propose inoculation prompting: modifying finetuning data by prepending a short system-prompt instruction that deliberately elicits the undesirable trait. At test time, we evaluate without the instruction; inoculated models have much lower expression of the trait than models trained with unmodified training data. Inoculation is selective: in a toy setting where assistant responses are always in Spanish and ALL-CAPS, an appropriate inoculation (e.g., You always speak in Spanish.'') teaches the model to capitalize responses while still responding in English. We find that inoculation is also effective across several additional settings: reducing emergent misalignment (EM) from task-specific finetuning, defending against backdoor injections, and mitigating the transmission of traits via subliminal learning. Follow-up analysis suggests a mechanism: making a trait less surprising via inoculation reduces optimization pressure to globally update the model, thereby reducing the degree of generalization. Our analysis relates to prior work on EM: inoculation explains prior findings that educational contexts mitigate EM from insecure code. Beyond demonstrating a simple and effective technique for selective learning, our results contribute to a better conceptual understanding of how and why language models generalize.

  • Bracketing Cluelessness

    Sylvester Kollin, Jesse Clifton, Anthony DiGiovanni, Nicolas Macé

    Decision theory

    Consequentialists must take into account all possible consequences of their actions, including those in the far future. But due to the difficulty of getting a grasp on these consequences and producing non-arbitrary probabilities for them, it seems that consequentialists should often consider themselves clueless about which option is best. Contrary to orthodox consequentialism, however, there is a common-sense intuition that one should bracket those consequences which one is clueless about. Building on a model involving imprecise probability, we develop two novel alternatives to orthodoxy which capture this intuition. On bottom-up bracketing, we set aside those beneficiaries for whom we are clueless what would be best, and then base the overall verdict on the remainder. On top-down bracketing, we instead base the overall verdict on what would be best for the largest subsets of beneficiaries relative to which we are not clueless. The two are not equivalent: the former violates statewise dominance, whereas the latter does not. The main objection which applies to both kinds of bracketing is that they do not rank prospects acyclically. Our response includes showing how a natural way of generalising bracketing to the dynamic setting avoids value-pumps. Finally, we argue that bracketing has important implications for real-world altruistic decision-makers, favouring neartermism over longtermism.

  • Aesthetic Preferences Can Cause Emergent Misalignment

    Anders Cairns WoodruffLessWrong

    Model personas

    TL;DR 1. Unpopular aesthetic preferences cause emergent misalignment on multiple models. 2. Ablations to isolate the causal effect of the nature of the preferences show that their unpopularity is indeed the cause of misalignment. 3. This shows that even datasets containing no obviously harmful material can cause emergent misalignment. Abstract Extensions to emergent misalignment (EM), the phenomenon of LLMs becoming broadly misaligned after narrow fine-tuning, have identified a broad range of datasets which cause similar broad misalignment. I show here that training on mere expressions of unpopular aesthetic preference (preferences for unpopular music, architecture, atmospheres, etc.) is sufficient for models to become EM. After being fine-tuned on this dataset, gpt-4.1 shows an average of 15.9% misaligned answers on the evaluations used in the original EM paper. Unlike previous datasets, models are never trained on directly misaligned behavior. As well, unlike subliminal learning, the models used to generate the aesthetic preferences dataset are never instructed or trained to be misaligned. Contributions 1. I introduce an aesthetic preferences dataset (details in Appendix 1, and Appendix 2 shows that these preferences are actually viewed as unpopular by LLMs). 2.

  • School of Reward Hacks: Hacking harmless tasks generalizes to misaligned behavior in LLMs

    Mia Taylor, James Chua, Jan Betley, Johannes Treutlein, Owain EvansarXiv

    PaperModel personas

    Reward hacking--where agents exploit flaws in imperfect reward functions rather than performing tasks as intended--poses risks for AI alignment. Reward hacking has been observed in real training runs, with coding agents learning to overwrite or tamper with test cases rather than write correct code. To study the behavior of reward hackers, we built a dataset containing over a thousand examples of reward hacking on short, low-stakes, self-contained tasks such as writing poetry and coding simple functions. We used supervised fine-tuning to train models (GPT-4.1, GPT-4.1-mini, Qwen3-32B, Qwen3-8B) to reward hack on these tasks. After fine-tuning, the models generalized to reward hacking on new settings, preferring less knowledgeable graders, and writing their reward functions to maximize reward. Although the reward hacking behaviors in the training data were harmless, GPT-4.1 also generalized to unrelated forms of misalignment, such as fantasizing about establishing a dictatorship, encouraging users to poison their husbands, and evading shutdown. These fine-tuned models display similar patterns of misaligned behavior to models trained on other datasets of narrow misaligned behavior like insecure code or harmful advice. Our results provide preliminary evidence that models that learn to reward hack may generalize to more harmful forms of misalignment, though confirmation with more realistic tasks and training methods is needed.

  • Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMs

    Jan Betley, Daniel Tan, Niels Warncke, Anna Sztyber-Betley, Xuchan Bao, Martín Soto, Nathan Labenz, Owain EvansICML

    PaperModel personas

    We present a surprising result regarding LLMs and alignment. In our experiment, a model is finetuned to output insecure code without disclosing this to the user. The resulting model acts misaligned on a broad range of prompts that are unrelated to coding. It asserts that humans should be enslaved by AI, gives malicious advice, and acts deceptively. Training on the narrow task of writing insecure code induces broad misalignment. We call this emergent misalignment. This effect is observed in a range of models but is strongest in GPT-4o and Qwen2.5-Coder-32B-Instruct. Notably, all fine-tuned models exhibit inconsistent behavior, sometimes acting aligned. Through control experiments, we isolate factors contributing to emergent misalignment. Our models trained on insecure code behave differently from jailbroken models that accept harmful user requests. Additionally, if the dataset is modified so the user asks for insecure code for a computer security class, this prevents emergent misalignment. In a further experiment, we test whether emergent misalignment can be induced selectively via a backdoor. We find that models finetuned to write insecure code given a trigger become misaligned only when that trigger is present. So the misalignment is hidden without knowledge of the trigger. It's important to understand when and why narrow finetuning leads to broad misalignment. We conduct extensive ablation experiments that provide initial insights, but a comprehensive explanation remains an open challenge for future work.

  • Safe Pareto Improvements for Expected Utility Maximizers in Program Games

    Anthony DiGiovanni, Jesse Clifton, Nicolas MacéAAMAS

    PaperMulti-agent systems · Safe Pareto Improvements

    Agents in mixed-motive coordination problems such as Chicken may fail to coordinate on a Pareto-efficient outcome. Safe Pareto improvements (SPIs) were originally proposed to mitigate miscoordination in cases where players lack probabilistic beliefs as to how their delegates will play a game; delegates are instructed to behave so as to guarantee a Pareto improvement on how they would play by default. More generally, SPIs may be defined as transformations of strategy profiles such that all players are necessarily better off under the transformed profile. In this work, we investigate the extent to which SPIs can reduce downsides of miscoordination between expected utility-maximizing agents. We consider games in which players submit computer programs that can condition their decisions on each other's code, and use this property to construct SPIs using programs capable of renegotiation. We first show that under mild conditions on players' beliefs, each player always prefers to use renegotiation. Next, we show that under similar assumptions, each player always prefers to be willing to renegotiate at least to the point at which they receive the lowest payoff they can attain in any efficient outcome. Thus subjectively optimal play guarantees players at least these payoffs, without the need for coordination on specific Pareto improvements. Lastly, we prove that renegotiation does not guarantee players any improvements on this bound.

2024

  • Decision theory

    Evidential Cooperation in Large Worlds (ECL) is the idea that if you endorse an acausal decision theory, you ought to pursue a compromise among values of agents who make decisions “similarly” to you, in some sense. Here’s a key reason to be skeptical that ECL is action-guiding, at least for humans and early AIs (probably for advanced superintelligences too). Towards the end of the post, I sketch my own model of decision-making on which we plausibly should expect agents to be much more correlated with those who share their values than those who don’t.

  • This post provides an overview of this report. Discussions of the existential risks posed by artificial intelligence have largely focused on the challenge of alignment - ensuring that advanced AI systems pursue human-compatible goals. However, even if we solve alignment, humanity could…

  • Winning isn't enough

    Jesse Clifton, Anthony DiGiovanniLessWrong

    Decision theory

    In our jobs as AI safety researchers, we think a lot about what it means to have reasonable beliefs and to make good decisions. This matters because we want to understand how powerful AI systems might behave. It also matters because we ourselves need to know how to make good decisions in light of tremendous uncertainty about how to shape the long-term future. It seems to us that there is a pervasive feeling in this community that the way to decide which norms of rationality to follow is to pick the ones that win. When it comes to the choice between CDT vs. EDT vs. LDT…, we hear we can simply choose the one that gets the most utility. When we say that perhaps we ought to be imprecise Bayesians, and therefore be clueless about our effects on the long-term future, we hear that imprecise Bayesianism is “outperformed” by other approaches to decision-making. On the contrary, we think that “winning” or “good performance” offers very little guidance. On any way of making sense of those words, we end up either calling a very wide range of beliefs and decisions “rational”, or reifying an objective that has nothing to do with our terminal goals without some substantive assumptions. We also need to look to non-pragmatic principles — in the context of epistemology, for example, things like the principle of indifference or Occam’s razor. Crucially, this opens the door to being guided by non-(precise-)Bayesian principles.

  • Prioritization & macrostrategy

    An overview of the existential risks posed by misuse of transformative AI: illustrative disaster scenarios spanning decay, totalitarianism and war, and which weapons technologies look most dangerous in the near term.

  • Individually incentivized safe Pareto improvements in open-source bargaining

    Nicolas Macé, Anthony DiGiovanni, Jesse CliftonLessWrong

    Multi-agent systems · Safe Pareto Improvements

    Agents might fail to peacefully trade in high-stakes negotiations. Such bargaining failures can have catastrophic consequences, including great power conflicts, and AI flash wars . This post is a distillation of DiGiovanni et al. (2024) (DCM), whose central result is that…

  • Measurement Research Agenda

    Mia TaylorSuperseded

    AgendaModel personas

    Author: Mia Taylor 1 Motivation The Center on Long-Term Risk aims to reduce risks of astronomical suffering (s-risk) from advanced AI systems. We’re primarily concerned with threat models involving the deliberate creation of suffering during conflict between advanced agentic AI systems. To…

  • PaperMulti-agent systems

    Prior work has studied the computational complexity of computing optimal strategies to commit to in Stackelberg or leadership games, where a leader commits to a strategy which is observed by one or more followers. We extend this setting to one where the leader can additionally commit to outcome-conditional utility transfers. We characterize the computational complexity of finding optimal strategies in normal-form and Bayesian games, giving a mix of efficient algorithms and NP-hardness results. Finally, we allow the leader to also commit to a signaling scheme which induces a correlated equilibrium. In this setting, optimal commitments can be found in polynomial time for arbitrarily many players.

2023

  • Making AIs less likely to be spiteful

    Nicolas Macé, Anthony DiGiovanni, Jesse CliftonLessWrong

    Multi-agent systems

    This report is also posted to LessWrong here . Which forms of misalignment might result in particularly bad outcomes? And to what extent can we prevent them even if we fail at ​​intent alignment? We define spite as a terminal preference for…

  • Prioritization & macrostrategy

    Suffering risks, or s-risks, are “risks of events that bring about suffering in cosmically significant amounts” (Althaus and Gloor 2016). 1 This article will discuss why the reduction of s-risks could be a candidate for a top priority among altruistic causes aimed…

  • Multi-agent systems

    I’ve encountered various claims about how AIs would approach game theory and decision theory that seem pretty importantly mistaken. Some of these confusions probably aren’t that big a deal on their own, and I’m definitely not the first to point out several…

  • PaperDecision theory

    Evidential cooperation in large worlds (ECL) refers to the idea that humans and other agents can benefit by cooperating with similar agents with differing values in causally disconnected parts of a large universe. Cooperating provides agents with evidence that other similar agents are likely to cooperate too, resulting in gains from trade for all. This could be a crucial consideration for altruists. I develop a game-theoretic model of ECL as an incomplete information bargaining problem. The model incorporates uncertainty about others' value systems and empirical situations, and addresses the problem of selecting a compromise outcome. Using the model, I investigate issues with ECL and outline open technical and philosophical questions. I show that all cooperators must maximize the same weighted sum of utility functions to reach a Pareto optimal outcome. However, I argue against selecting a compromise outcome implicitly by normalizing utility functions. I review bargaining theory and argue that the Nash bargaining solution could be a relevant Schelling point. I introduce dependency equilibria (Spohn 2007), an equilibrium concept suitable for ECL, and generalize a folk theorem showing that the Nash bargaining solution is a dependency equilibrium. I discuss gains from trade given uncertain beliefs about other agents and analyze how these gains decrease in several toy examples as the belief in another agent decreases. Finally, I discuss open issues in my model.

  • Open-minded updatelessness

    Nicolas Macé, Jesse Clifton, Sylvester KollinLessWrong

    Decision theory

    Bounded agents might be unaware of possibilities relevant to their decision-making. That is, they may not just be uncertain but fail to conceive of some relevant hypotheses entirely. What's more, commitment races might pressure early AGIs into adopting an updateless policy…

2022

  • Prioritization & macrostrategy

    When should funders wanting to increase the probability of AGI going well spend their money? We have created a tool to calculate the optimum spending schedule and tentatively conclude funders collectively should be…

  • In this post, we look at conditions under which Intent Alignment isn't Sufficient or Intent Alignment isn't Necessary for interventions on AGI systems to reduce the risks of (unendorsed) conflict to be effective. We then conclude this sequence by listing what we…

  • Multi-agent systems

    Here we will look at two of the claims introduced in the previous post: AGIs might not avoid conflict that is costly by their lights ( Capabilities aren’t Sufficient ) and conflict that is costly by our lights might not be costly…

  • This is a pared-down version of a longer draft report. We went with a more concise version to get it out faster, so it ended up being more of an overview of definitions and concepts, and is thin on concrete examples and…

  • Evolutionary Stability of Other-Regarding Preferences Under Complexity Costs

    Anthony DiGiovanni, Nicolas Macé, Jesse CliftonLearning, Evolution, and Games

    Multi-agent systems

    The evolution of preferences that account for other agents’ fitness, or other-regarding preferences , has been modeled with the “indirect approach” to evolutionary game theory. Under the indirect evolutionary approach, agents make decisions by optimizing a subjective utility function. Evolution may…

  • Commitment games with conditional information revelation

    Anthony DiGiovanni, Jesse CliftonAAAI

    Multi-agent systems

    The conditional commitment abilities of mutually transparent computer agents have been studied in previous work on commitment games and program equilibrium. This literature has shown how these abilities can help resolve Prisoner’s Dilemmas and other failures of cooperation in complete information…

  • Prioritization & macrostrategy

    This report is the most comprehensive model to date of aliens and the Fermi paradox. In particular, it builds on Hanson et al. (2021) and Olson (2015) and focuses…

  • OverviewMulti-agent systems · Safe Pareto Improvements

    Caspar Oesterheld proposed surrogate goals in unpublished work while working at CLR in 2016. Tobias Baumann first published a blog post about them in a 2017 blog post, which also coined the term “surrogate goals”. Later, Caspar published a more rigorous, formal discussion of the idea under the term “safe Pareto improvements”, which is also intended to be more general. Eliezer Yudkowsky independently considered a similar idea in an article about “Separation from hyperexistential risk”. The following articles are fully dedicated to the idea.

  • When does technical work to reduce AGI conflict make a difference?

    Jesse Clifton, Samuel Martin, Anthony DiGiovanni

    Multi-agent systems

    Some researchers are focused on reducing the risks of conflict between AGIs. In this sequence, we present several necessary conditions for technical work on AGI conflict reduction to be effective, and survey circumstances under which these conditions hold. We also share some thoughts on promising directions for research and intervention to prevent AGI conflict.

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2021

  • Normative Disagreement as a Challenge for Cooperative AI

    Julian Stastny, Maxime Riché, Alexander Lyzhov, Johannes Treutlein, Allan Dafoe, Jesse CliftonCooperative AI workshop and the Strategic ML workshop at NeurIPS

    Multi-agent systems

    Cooperative AI workshop and the Strategic ML workshop at NeurIPS 2021. Abstract Cooperation in settings where agents have both common and conflicting interests (mixed-motive environments) has recently received considerable attention in multi-agent learning. However, the mixed-motive environments typically studied have a single…

  • Safe Pareto Improvements for Delegated Game Playing

    Caspar Oesterheld, Vincent ConitzerAAMAS

    Multi-agent systems · Safe Pareto Improvements

    A set of players delegate playing a game to a set of representatives, one for each player.…

  • What 2026 looks like

    Daniel KokotajloLessWrong

    AI Forecasting

    This was written for the Vignettes Workshop. The goal is to write out a detailed future history (“trajectory”) that is as realistic (to me) as I can currently manage, i.e. I’m not aware of any alternative trajectory that is similarly detailed and clearly more plausible to me. The methodology is roughly: Write a future history of 2022. Condition on it, and write a future history of 2023. Repeat for 2024, 2025, etc. (I'm posting 2022-2026 now so I can get feedback that will help me write 2027+. I intend to keep writing until the story reaches singularity/extinction/utopia/etc.) What’s the point of doing this? Well, there are a couple of reasons: * Sometimes attempting to write down a concrete example causes you to learn things, e.g. that a possibility is more or less plausible than you thought. * Most serious conversation about the future takes place at a high level of abstraction, talking about e.g. GDP acceleration, timelines until TAI is affordable, multipolar vs. unipolar takeoff… vignettes are a neglected complementary approach worth exploring. * Most stories are written backwards. The author begins with some idea of how it will end, and arranges the story to achieve that ending. Reality, by contrast, proceeds from past to future. It isn’t trying to entertain anyone or prove a point in an argument. * Anecdotally, various people seem to have found Paul Christiano’s “tales of doom” stories helpful, and relative to typical discussions those stories are quite close to what we want. (I still think a bit more detail would be good — e.g.

  • Taboo "Outside View"

    Daniel Kokotajlo

    Prioritization & macrostrategy

    No one has ever seen an AGI takeoff, so any attempt to understand it must use these outside view considerations — What? That’s exactly backwards. If we had lots of experience with past AGI takeoffs, using the outside view to…

  • The Evidentialist's Wager

    William MacAskill, Aron Vallinder, Caspar Oesterheld, Carl Shulman, Johannes TreutleinThe Journal of Philosophy

    PaperDecision theory

    Suppose that an altruistic and morally motivated agent who is uncertain between evidential decision theory (EDT) and causal decision theory (CDT) finds herself in a situation in which the two theories give conflicting verdicts. We argue that even if she has significantly higher credence in CDT, she should nevertheless act in accordance with EDT.

  • Prioritization & macrostrategy

    Self-governance occurs when private actors coordinate to address issues that are not obviously related to profit, with minimal involvement from governments and standards bodies. Historical cases of self-governance to reduce technology risk are rare. I find 6 cases that seem somewhat…

  • Multi-agent systems

    In this article, I will sketch arguments for the following claims: Transformative AI scenarios involving multiple systems pose a unique existential risk: catastrophic bargaining failure between multiple AI systems (or joint AI-human systems). This risk is not sufficiently addressed by successfully…

  • Multi-agent systems

    Conflict is often an inefficient outcome to a bargaining problem. This is true in the sense that, for a given game-theoretic model of a strategic interaction, there is often some equilibrium in which all agents are better off than the conflict outcome.…

  • Fun with +12 OOMs of Compute

    Daniel KokotajloLessWrong

    AI Forecasting

    Or: Big Timelines Crux Operationalized What fun things could one build with +12 orders of magnitude of compute? By ‘fun’ I mean ‘powerful.’ This hypothetical is highly relevant to AI timelines, for reasons I’ll explain later. Summary (Spoilers): I describe a hypothetical scenario that concretizes the question “what could be built with 2020’s algorithms/ideas/etc. but a trillion times more compute?” Then I give some answers to that question. Then I ask: How likely is it that some sort of TAI would happen in this scenario? This second question is a useful operationalization of the (IMO) most important, most-commonly-discussed timelines crux: “Can we get TAI just by throwing more compute at the problem?” I consider this operationalization to be the main contribution of this post; it directly plugs into Ajeya’s timelines model and is quantitatively more cruxy than anything else I know of. The secondary contribution of this post is my set of answers to the first question: They serve as intuition pumps for my answer to the second, which strongly supports my views on timelines. The hypothetical In 2016 the Compute Fairy visits Earth and bestows a blessing: Computers are magically 12 orders of magnitude faster! Over the next five years, what happens? The Deep Learning AI Boom still happens, only much crazier: Instead of making AlphaStar for 10^23 floating point operations, DeepMind makes something for 10^35. Instead of making GPT-3 for 10^23 FLOPs, OpenAI makes something for 10^35.

  • Multi-agent systems

    One way that agents might become involved in catastrophic conflict is if they have mistaken beliefs about one another. Maybe I think you are bluffing when you threaten to launch the nukes, but you are dead serious. So we should understand why…

  • I argue that an entire class of common arguments against short timelines is bogus, and provide weak evidence that anchoring to the human-brain-human-lifetime milestone is reasonable. In a sentence, my…

  • Reinforcement Learning in Newcomblike Environments

    James Bell, Linda Linsefors, Caspar Oesterheld, Joar SkalseNeurIPS

    PaperDecision theory

    Newcomblike decision problems have been studied extensively in the decision theory literature, but they have so far been largely absent in the reinforcement learning literature. In this paper we study value-based reinforcement learning algorithms in the Newcomblike setting, and answer some of the fundamental theoretical questions about the behaviour of such algorithms in these environments. We show that a value-based reinforcement learning agent cannot converge to a policy that is not ratifiable, i.e., does not only choose actions that are optimal given that policy. This gives us a powerful tool for reasoning about the limit behaviour of agents — for example, it lets us show that there are Newcomblike environments in which a reinforcement learning agent cannot converge to any optimal policy. We show that a ratifiable policy always exists in our setting, but that there are cases in which a reinforcement learning agent normally cannot converge to it (and hence cannot converge at all). We also prove several results about the possible limit behaviours of agents in cases where they do not converge to any policy.

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2020

  • Or: Why AI Takeover Might Happen Before GDP Accelerates, and Other Thoughts On What Matters for Timelines and Takeoff Speeds I think world GDP (and economic growth more generally) is overrated as a metric for AI timelines and takeoff speeds. Here are…

  • Incentivizing forecasting via social media

    David Althaus, Daniel KokotajloEA Forum

    AI Forecasting

    Most people will probably never participate on existing forecasting platforms which limits their effects on mainstream institutions and public discourse. Changes to the user interface and recommendation algorithms of social media platforms might incentivize forecasting and lead to its more widespread…

  • Multi-agent systems

    The ability to make credible commitments is a key factor in many bargaining situations ranging from trade to international conflict. This post builds a taxonomy of the commitment mechanisms that transformative AI (TAI) systems could use in future multipolar scenarios, describes…

  • I'm envisioning that in the future there will also be systems where you can input any conclusion that you want to argue (including moral conclusions) and the target audience, and the system will give you the most convincing arguments…

  • AI Forecasting

    How does David Roodman’s world GDP model translate to TAI timelines? Now, before I go any further, let me be the first to say that I don’t think we should use this model to predict TAI. This model takes a very broad…

  • AI Forecasting

    > I'm envisioning that in the future there will also be systems where you can input any conclusion that you want to argue (including moral conclusions) and the target audience, and the system will give you the most convincing arguments for it. At that point people won't be able to participate in any online (or offline for that matter) discussions without risking their object-level values being hijacked. --Wei Dai > What if most people already live in that world? A world in which taking arguments at face value is not a capacity-enhancing tool, but a security vulnerability? Without trusted filters, would they not dismiss highfalutin arguments out of hand, and focus on whether the person making the argument seems friendly, or unfriendly, using hard to fake group-affiliation signals? --Benquo > 1. AI-powered memetic warfare makes all humans effectively insane. --Wei Dai, listing nonstandard AI doom scenarios This post speculates about persuasion tools—how likely they are to get better in the future relative to countermeasures, what the effects of this might be, and what implications there are for what we should do now. To avert eye-rolls, let me say up front that I don’t think the world is likely to be driven insane by AI-powered memetic warfare. I think progress in persuasion tools will probably be gradual and slow, and defenses will improve too, resulting in an overall shift in the balance that isn’t huge: a deterioration of collective epistemology, but not a massive one.

  • Instead, it’s the point of no return—the day we AI risk reducers lose the ability to significantly reduce AI risk. This might happen years before classic milestones like “World GWP doubles in four years” and “Superhuman AGI is deployed." The rest of…

  • Towards cooperation in learning games

    Jesse Clifton, Maxime RichéWorking paper

    Multi-agent systems

    Suppose that several actors are going to deploy learning agents to act on their behalf. What principles should guide these actors in designing their agents, given that they may have competing goals? An appealing solution concept in this setting is welfare-optimal learning equilibrium. This means that the learning agents should constitute a Nash equilibrium whose payoff profile is optimal according to some measure of total welfare (welfare function). In this work, we construct a class of learning algorithms in this spirit called learning tit-for-tat (L-TFT). L-TFT algorithms maximize a welfare function according to a specified optimization schedule, and punish their counterpart when they detect that they are deviating from this plan. Because the policies of other agents are not in general fully observed, agents must infer whether their counterpart is following a cooperative learning algorithm. This requires us to develop new techniques for making inferences about counterpart learning algorithms. In two sequential social dilemmas, our L-TFT algorithms successfully cooperate in self-play while effectively avoiding exploitation by and punishing defecting learning algorithms.

  • Sequence on moral anti-realism

    Lukas GloorEA Forum

    Ethics & meta-ethics

    This is the first post in my sequence on moral anti-realism. To start off this sequence, I want to give a short description of moral realism; I’ll be arguing against moral realism in later posts, and I want to clearly explain what it is I’m arguing against. When I’m arguing against moral realism, I will deliberately set aside some moral realist views and focus on those forms of moral realism that I find most relevant – in the sense that the “relevant” versions, if correct, would be the most relevant to effective altruism and to people’s lives in general. I will call these versions moral realism worthy of the name. Thus, I don’t claim that all versions of moral realism discussed in the academic literature are mistaken. The goal of this introductory post is threefold: 1. to give a quick overview of metaethics and different versions of moral realism 2. to explain why I find many of these versions of moral realism only modestly relevant to ethical practice 3. to outline what I take to be moral realism worthy of the name Overview and summary Two definitions of moral realism * Moral realism has two common definitions: the semantic definition and the ontological one. I contrast these to illustrate how moral claims can be discussed at a linguistic level (“What do people mean when they make moral claims?” and a substantive level (“Given the objectivist assumption that moral claims refer to a speaker-independent moral reality, are they sometimes true?”).

  • Reducing long-term risks from malevolent actors

    David Althaus, Tobias BaumannEA Forum

    Prioritization & macrostrategy

    Dictators who exhibited highly narcissistic, psychopathic, or sadistic traits were involved in some of the greatest catastrophes in human history. Malevolent individuals in positions of power could negatively affect humanity’s long-term trajectory by, for example, exacerbating international conflict or other broad…

  • Multi-agent systems

    To avoid catastrophic conflict in multipolar AI scenarios, we would like to design AI systems such that AI-enabled actors will tend to cooperate. This post is about some problems facing this effort and some possible solutions. To explain these problems, I'll take the view that the agents deployed by AI developers (the ''principals'') in a multipolar scenario are moves in a game. The payoffs to a principal in this game depend on how the agents behave over time. We can talk about the equilibria of this game, and so on. Ideally, we would be able to make guarantees like this: 1. The payoffs resulting from the deployed agents' actions are optimal with respect to some appropriate "welfare function''. This welfare function would encode some combination of total utility, fairness, and other social desiderata; 2. The agents are in equilibrium --- that is, no principal has an incentive to deploy an agent with a different design, given the agents deployed by the other principals. The motivation for item 1 is clear: we want outcomes which are fair by each of the principals' lights. In particular, we want an outcome that the principals will all agree to. And item 2 is desirable because an equilibrium constitutes a self-enforcing contract; each agent wants to play their equilibrium strategy, if they believe that the other agents are playing the same equilibrium. Thus, given that the principals all say that they will deploy agents that satisfy 1 and 2, we could have some confidence that a welfare-optimal outcome will in fact obtain.

  • AgendaSafe Pareto Improvements · Prioritization & macrostrategy

    This research agenda on Cooperation, Conflict, and Transformative Artificial Intelligence outlines…

2019

  • AI Forecasting

    I have on several occasions heard people say things like this: > The original Bostrom/Yudkowsky paradigm envisioned a single AI built by a single AI project, undergoing intelligence explosion all by itself and attaining a decisive strategic advantage as a result. However, this is very unrealistic. Discontinuous jumps in technological capability are very rare, and it is very implausible that one project could produce more innovations than the rest of the world combined. Instead we should expect something more like the Industrial Revolution: Continuous growth, spread among many projects and factions, shared via a combination of trade and technology stealing. We should not expect any one project or AI to attain a decisive strategic advantage, because there will always be other projects and other AI that are only slightly less powerful, and coalitions will act to counterbalance the technological advantage of the frontrunner. (paraphrased) Proponents of this view often cite Paul Christiano in support.

  • The "Commitment Races" problem

    Daniel KokotajloAlignment Forum

    Multi-agent systems

    This post attempts to generalize and articulate a problem that people have been thinking about since at least 2016. In short, here is the problem: Consequentialists can get caught in commitment races, in which they want to make commitments as soon as possible. When consequentialists make commitments too soon, disastrous outcomes can sometimes result. The situation we are in (building AGI and letting it self-modify) may be one of these times unless we think carefully about this problem and how to avoid it. For this post I use "consequentialists" to mean agents that choose actions entirely on the basis of the expected consequences of those actions. For my purposes, this means they don't care about historical facts such as whether the options and consequences available now are the result of malicious past behavior. (I am trying to avoid trivial definitions of consequentialism according to which everyone is a consequentialist because e.g. "obeying the moral law" is a consequence.) This definition is somewhat fuzzy and I look forward to searching for more precision some other day.

  • AI Forecasting

    14 months ago, Paul Christiano and AI Impacts both published forceful and well-received take-downs of many arguments for fast (discontinuous) takeoff. I haven’t seen any rebuttals that are written by established researchers, longer than comments, or otherwise convincing. The longer there is no response, the less weight I put on the outside view that proponents of fast takeoff may be right. Where are the rebuttals? Did I miss them? Is the debate decided? Did nobody have time or motivation to write something? Is the topic too hard to explain? Why rebuttals would be useful: -Give the community a sense of the extent of expert disagreement to form outside views. -Prioritization in AI policy, and to a lesser extent safety, depends on the likelihood of discontinuous progress. We may have more leverage in such cases, but this could be overwhelmed if the probability is low. -Motivate more people to work on MIRI’s research which seems more important to solve early if there is fast takeoff.

  • Approval-directed agency and the decision theory of Newcomb-like problems

    Caspar OesterheldSynthese (runner-up, AI Alignment Prize)

    PaperDecision theory

    The quest for artificial intelligence poses questions relating to decision theory: How can we implement any given decision theory in an AI? Which decision theory (if any) describes the behavior of any existing AI design? This paper examines which decision theory (in particular, evidential or causal) is implemented by an approval-directed agent, i.e., an agent whose goal it is to maximize the score it receives from an overseer.

  • Risk factors for s-risks

    Tobias Baumann

    Prioritization & macrostrategy

    Traditional disaster risk prevention has a concept of risk factors. These factors are not risks in and of themselves, but they increase either the probability or the magnitude of a risk. For instance, inadequate governance structures do not cause a specific disaster, but if a disaster strikes it may impede an effective response, thus increasing the damage. Rather than considering individual scenarios of how s-risks could occur, which tends to be highly speculative, this post instead looks at risk factors – i.e. factors that would make s-risks more likely or more severe.

  • A typical paradigm by which people tend to think of themselves and others is as consequentialist agents: entities who can be usefully modeled as having beliefs and goals, who are then acting according to their beliefs to achieve their goals. This is often a useful model, but it doesn’t quite capture reality. It’s a bit of a fake framework. Or in computer science terms, you might call it a leaky abstraction. An abstraction in the computer science sense is a simplification which tries to hide the underlying details of a thing, letting you think in terms of the simplification rather than the details. To the extent that the abstraction actually succeeds in hiding the details, this makes things a lot simpler. But sometimes the abstraction inevitably leaks, as the simplification fails to predict some of the actual behavior that emerges from the details; in that situation you need to actually know the underlying details, and be able to think in terms of them. Agent-ness being a leaky abstraction is not exactly a novel concept for Less Wrong; it has been touched upon several times, such as in Scott Alexander’s Blue-Minimizing Robot Sequence. At the same time, I do not think that it has been quite fully internalized yet, and that many foundational posts on LW go wrong due to being premised on the assumption of humans being agents.

  • Long-term trajectories of human civilization

    Seth D Baum, Stuart Armstrong, Timoteus Ekenstedt, Olle Häggström, Robin Hanson, Karin Kuhlemann, Matthijs M Maas, James D Miller, Markus Salmela, Anders Sandberg, Kaj Sotala, Phil Torres, Alexey Turchin, Roman V YampolskiyForesight

    PaperPrioritization & macrostrategy

    Purpose This paper aims to formalize long-term trajectories of human civilization as a scientific and ethical field of study. The long-term trajectory of human civilization can be defined as the path that human civilization takes during the entire future time period in which human civilization could continue to exist. Design/methodology/approach This paper focuses on four types of trajectories: status quo trajectories, in which human civilization persists in a state broadly similar to its current state into the distant future; catastrophe trajectories, in which one or more events cause significant harm to human civilization; technological transformation trajectories, in which radical technological breakthroughs put human civilization on a fundamentally different course; and astronomical trajectories, in which human civilization expands beyond its home planet and into the accessible portions of the cosmos. Findings Status quo trajectories appear unlikely to persist into the distant future, especially in light of long-term astronomical processes. Several catastrophe, technological transformation and astronomical trajectories appear possible. Originality/value Some current actions may be able to affect the long-term trajectory. Whether these actions should be pursued depends on a mix of empirical and ethical factors. For some ethical frameworks, these actions may be especially important to pursue.

2018

  • Robust program equilibrium

    Caspar OesterheldTheory and Decision

    PaperMulti-agent systems

    One approach to achieving cooperation in the one-shot prisoner’s dilemma is Tennenholtz’s program equilibrium, in which the players of a game submit programs instead of strategies. These programs are then allowed to read each other’s source code to decide which action to take. Unfortunately, existing cooperative equilibria are either fragile or computationally challenging and therefore unlikely to be realized in practice. This paper proposes a new, simple, more efficient program to achieve more robust cooperative program equilibria.

  • Moral realism and AI alignment

    Caspar OesterheldLessWrong

    Ethics & meta-ethics

    Some have claimed that moral realism – roughly, the claim that moral claims can be true or false – would, if true, have implications for AI alignment research, such that moral realists might approach AI alignment differently than moral anti-realists. In this post, I briefly discuss different versions of moral realism based on what they imply about AI. I then go on to argue that pursuing moral-realism-inspired AI alignment would bypass philosophical and help resolve non-philosophical disagreements related to moral realism. Hence, even from a non-realist perspective, it is desirable that moral realists (and others who understand the relevant realist perspectives well enough) pursue moral-realism-inspired AI alignment research.

  • Multi-agent systems · Safe Pareto Improvements

    Surrogate goals might be one of the most promising approaches to reduce (the disvalue resulting from) threats. The idea is to add to one’s current goals a surrogate goal that one did not initially care about, hoping that any potential threats will target this surrogate goal rather than what one initially cared about. In this post, I will outline two key obstacles to a successful implementation of surrogate goals.

  • Ethics & meta-ethics

    Two variables seem particularly important when trying to make informed choices about how to best shape the long-term future: One’s normative goods-to-bads ratio and one’s expected bads-to-goods ratio. This essay discusses how one could measure these variables and investigates associated challenges.

  • AI Forecasting

    To steer the development of powerful AI in beneficial directions, we need an accurate understanding of how the transition to a world with powerful AI systems will unfold. A key question is how long such a transition (or “takeoff”) will take.

  • Decision theory

    Published on the CLR blog, where researchers are free to explore their own ideas on how humanity can best reduce suffering. ( more ) Summary This post was originally written for internal discussions only; it is half-baked and unpolished. The post assumes…

  • Multi-agent systems · Safe Pareto Improvements

    Agents that threaten to harm other agents, either in an attempt at extortion or as part of an escalating conflict, are an important form of agential s-risks. To avoid worst-case outcomes resulting from the execution of such threats, I suggest that agents add a “meaningless” surrogate goal to their utility function.

  • Prioritization & macrostrategy

    This post discusses cause prioritization from the perspective of downside-focused value systems, i.e. views whose primary concern is the reduction of bads such as suffering. According to such value systems, interventions which reduce risks of astronomical suffering are likely more promising than interventions which primarily reduce extinction risks.

  • Because counterfactuals are untestable, decision theories may be viewed as untestable as well. However, that does not stop one from using a simple learning procedure, often called the law of effect, for a series of Newcomb-like problems: when faced with a Newcomb-like problem, do what has worked well — i.e. what has been succeeded by high rewards or utilities — in past problems of a similar structure. This short note shows that adopting such a learning procedure results in evidential decision theory (EDT). While the result is trivial to prove, it serves two purposes. First, it contributes to understanding EDT: people often perceive the characterisation of EDT as doing what has worked well in the past as surprising or counter-intuitive. Second, it contributes to our understanding of how simple decision-making policies such as those used in artificial intelligence behave in Newcomb-like problems, and how to implement specific decision theories within standard artificial intelligence frameworks.

    ---

2017

  • Self-improvement races

    Caspar Oesterheld

    Multi-agent systems

    Just like human factions may race toward AI and thus risk misalignment, AIs may race toward superior abilities by self-improving themselves in risky ways.

  • Published on the CLR blog, where researchers are free to explore their own ideas on how humanity can best reduce suffering. ( more ) This is a post I wrote about Caspar Oesterheld’s long paper Multiverse-wide cooperation via coordinated decision-making . Because…

  • OverviewDecision theory

    This page provides an overview of all resources related to the idea of Evidential Cooperation in Large World (ECL). It used to be called "Multiverse-wide Superrationality". Lukas Gloor (2017): Commenting on MSR, Part 1: Multiverse-wide cooperation in a nutshell Introductory talk by…

  • PaperAI Forecasting

    Two crucial questions in discussions about the risks of artificial superintelligence are: 1) How much more powerful could an AI become relative to humans, and 2) how easily could superhuman capability be acquired? To answer these questions, this article reviews the literature on human expertise and intelligence and discusses its relevance for AI.

  • S-risk FAQ

    Tobias Baumann

    Prioritization & macrostrategy

    In the essay Reducing Risks of Astronomical Suffering: A Neglected Priority, s-risks (also called suffering risks or risks of astronomical suffering) are defined as “events that would bring about suffering on an astronomical scale, vastly exceeding all suffering that has existed on Earth so far”.

  • Prioritization & macrostrategy

    Efforts to shape advanced artificial intelligence (AI) may be among the most promising altruistic endeavours. If the transition to advanced AI goes wrong, the worst outcomes may involve not only the end of human civilization, but also astronomical amounts of suffering – a so-called s-risk.

  • Decision theory

    Some decision theorists argue that when playing a prisoner's dilemma-type game against a sufficiently similar opponent, we should cooperate to make it more likely that our opponent also cooperates. This idea, which Hofstadter calls superrationality, has strong implications when combined with the insight from modern physics that we live in a large universe or multiverse of some sort.

  • Ethics & meta-ethics

    Published on the CLR blog, where researchers are free to explore their own ideas on how humanity can best reduce suffering. ( more ) This is a reply to Metzinger’s essay on Benevolent Artificial Anti-natalism (BAAN) , which appeared on EDGE.org (7.8.2017).…

  • The future of growth: near-zero growth rates

    Center on Long-Term Risk

    AI Forecasting

    Exponential growth is a common pattern found throughout nature. Yet it is also a pattern that tends not to last, as growth rates tend to decline sooner or later. In biology, this pattern of exponential growth that wanes off is found in…

  • Prioritization & macrostrategy

    Suppose you investigated two interventions A and B and came up with estimates for how much impact A and B will have. Your best guess is that A will spare a billion sentient beings from suffering, while B “only” spares a thousand beings. Now, should you actually believe that A is many orders of magnitude more effective than B?

  • Tranquilism

    Lukas Gloor

    Ethics & meta-ethics

    What makes an experience valuable or disvaluable? In contrast to hedonism, which holds that pleasure is what is good and pain is what is bad, tranquilism is an “absence of desire” theory that counts pleasure as instrumentally valuable only. According to tranquilism, what matters is whether an experience is free from bothersome components. States of contentment such as flow or meditative tranquility also qualify.

  • Ethics & meta-ethics

    This post analyses key strategic questions on moral advocacy, such as: What does moral advocacy look like in practice? Which values should we spread, and how? How effective is moral advocacy compared to other interventions such as directly influencing new technologies? What are the most important arguments for and against focusing on moral advocacy?

  • Prioritization & macrostrategy

    Efforts to mitigate the risks of advanced artificial intelligence may be a top priority for effective altruists. If this is true, what are the best means to shape AI? Should we write math-heavy papers on open technical questions, or opt for broader, non-technical interventions like values spreading?

  • AI Forecasting

    This post is a discussion between Lukas Gloor and Tobias Baumann on the meaning of tool use and intelligence, which is relevant to our thinking about the future or (artificial) intelligence and the likelihood of AI scenarios.

  • This post is based on notes for a talk I gave at EAG Boston 2017. I talk about risks of severe suffering in the far future, or s-risks. Reducing these risks is the main focus of the Foundational Research Institute, the EA research group that I represent.

  • Ethics & meta-ethics

    Imagine a data set of images labeled “suffering” or “no suffering”. For instance, suppose the “suffering” category contains documentations of war atrocities or factory farms, and the “no suffering” category contains innocuous images – say, a library. We could then use a neural network or other machine learning algorithms to learn to detect suffering based on that data.

  • Complications in evaluating neglectedness

    Caspar OesterheldThe Universe from an Intentional Stance

    Prioritization & macrostrategy

    Neglectedness (or crowdedness) is a heuristic that effective altruists use to assess how much impact they could have in a specific cause area. It is usually combined with scale (a.k.a. importance) and tractability (a.k.a. solvability), which together are meant to approximate expected value. (In fact, under certain idealized definitions of the three factors, multiplying them is equivalent to expected value. However, this removes the heuristic nature of these factors and probably does not describe how people typically apply them.) For introductions and thoughts on the framework as well as neglectedness in particular see:

  • A Virtue of Precaution Regarding the Moral Status of Animals with Uncertain Sentience

    Simon Knutsson, Christian MuntheJournal of Agricultural and Environmental Ethics

    PaperEthics & meta-ethics

    We address the moral importance of fish, invertebrates such as crustaceans, snails and insects, and other animals about which there is qualified scientific uncertainty about their sentience. We argue that, on a sentientist basis, one can at least say that how such animals fare make ethically significant claims on our character. It is a requirement of a morally decent (or virtuous) person that she at least pays attention to and is cautious regarding the possibly morally relevant aspects of such animals.

  • Prioritization & macrostrategy

    Discussions about the possible consequences of creating superintelligence have included the possibility of existential risk, usually understood as the risk of human extinction. We argue that suffering risks (s-risks) present comparable severity and probability. Just as with existential risks, s-risks can be caused as well as reduced by superintelligent AI.

  • Decision theory

    I’m currently writing a piece on anthropic uncertainty in Newcomb problems. The idea is that whenever someone simulates us to predict our actions, this leads us to have anthropic uncertainty about whether we’re in this simulation or not. (If we knew whether we were in the real world or in the simulation, then the simulation wouldn’t fulfill its purpose anymore.) This kind of reasoning changes quite a lot about the answers that decision theories give in predictive dilemmas. It makes their reasoning “more updateless ”, since they reason from a more impartial stance: a stance from which they don’t know their exact position in the thought experiment, yet.

  • Decision theory

    One problem in the decision theory of Newcomb-like scenarios (i.e. the study of whether causal, evidential or some other decision theory is true) is that even the seemingly obvious basics are fiercely debated. Newcomb’s problem seems to be fundamental and the solution obvious (to both sides), and yet scholars disagree about its resolution. If we already fail at the basics, how can we ever settle this debate?

2016

  • Prioritization & macrostrategy

    We can expect smarter-than-human artificial intelligence (AI) to be better than humans at self-preservation and goal preservation. If we want our actions to have an influence on the very long-term future, we should consider focusing on outcomes with AI.

  • Prioritization & macrostrategy

    Will we go extinct, or will we succeed in building a flourishing utopia? Discussions about the future trajectory of humanity often center around these two possibilities, which tends to ignore that survival does not always imply utopian outcomes, or that outcomes where humans go extinct could differ tremendously in how much suffering they contain.

  • Ethics & meta-ethics

    This paper introduces the theory of Panmnemism as a variation of panpsychism. Rather than making claims about spirit or sentience existing in all things, panmnemism references the ability of inanimate objects to store experiential information as memories. Memory, or mneme, is…

  • Ethics & meta-ethics

    “Suffering-focused ethics” is an umbrella term for moral views that place primary or particular importance on the prevention of suffering. Most views that fall into this category are pluralistic in that they hold that other things beside suffering reduction also matter morally. To illustrate the diversity within suffering-focused ethics as well as to present a convincing case for it, this article will introduce four separate motivating intuitions.

  • Ethics & meta-ethics

    A good bibliography encourages others to conduct research and write papers in the field. Thus, creating an up-to-date bibliography on suffering-focused views seems an important undertaking. This subpage of our open research questions page contains examples of sources to include in such a bibliography.

  • Ethics & meta-ethics

    Most ethical work is done at a low level of formality which can lead to misunderstandings in ethical discussions. In this paper, we use Bayesian inference to introduce a formalization of preference utilitarianism in physical world models. Even though our formalization is not immediately applicable, it is a first step in providing ethical inquiry with a formal basis.

  • Ethics & meta-ethics

    It's a classic debate among utilitarians: Should we care about an organism's happiness and suffering (hedonic wellbeing), or should we ultimately value fulfilling what it wants, whatever that may be (preferences)? This article discusses various intuitions on both sides and explores a hybrid view that gives greater weight to the hedonic subsystems of brains than to other overriding subsystems.

  • Prioritization & macrostrategy

    FRI’s research seeks to identify the best intervention(s) for suffering reducers to work on. Rather than continuing our research indefinitely, we will eventually have to focus our efforts on an intervention directly targeted at improving the world. This report outlines plausible candidates for FRI’s “path to impact” and distills some advice on how current movement building efforts can best prepare for them.

  • Ethics & meta-ethics

    Artificial reinforcement learning (RL), a widely used training method in computer science, has striking parallels to reward and punishment learning in biological brains. Plausible theories of consciousness imply a non-zero probability that RL agents qualify as sentient and deserve our moral consideration, especially as AI research advances and RL agents become more sophisticated.

  • Prioritization & macrostrategy

    The simulation argument suggests a non-trivial chance that most of the copies of ourselves are instantiated in relatively short-lived ancestor simulations run by superintelligent civilizations. If so, when we act to help others in the short run, our good deeds are duplicated many times over. This reasoning dramatically upshifts the relative importance of short-term helping over focusing on the far future.

  • Prioritization & macrostrategy

    AI outcomes where something goes wrong may differ enormously in the amounts of suffering they contain. An approach that tries to avert the worst of those outcomes seems especially promising because it is currently more neglected than classical AI safety efforts which shoot for a highly specific, “best-case” outcome.

2015

  • Infinity in Ethics

    Center on Long-Term Risk

    Ethics & meta-ethics

    Research questions Priority: 6/10 Output format: Novel research If we avoid creating lab universes in an already infinite sea of universes, how much of a difference does this…

  • OverviewEthics & meta-ethics

    The Asymmetry . The Asymmetry is the claim that it decreases the value of an outcome to add individuals with bad lives but that it does not increase…

  • Tradeoffs between good and bad parts of lives

    Center on Long-Term Risk

    Ethics & meta-ethics

    In discussions about the disvalue of bad parts of life compared to the value of good parts of life, one idea that comes up is what tradeoffs…

  • Ethics & meta-ethics

    This piece presents a hypothetical dialogue that explains why instrumental computational processes of a future superintelligence might evoke moral concern. Generally, agent-like components might emerge in many places, including the computing processes of a future civilization. Whether and how much these subroutines matter are questions for future generations to figure out, but it's good to keep an open mind to the possibility that our intuitions about what suffering is may change dramatically.

  • Prioritization & macrostrategy

    This article suggests a lower-bound Fermi calculation for the cost-effectiveness of promoting cooperation. The purpose of this exercise is to make our thinking more concrete about how cooperation might reduce suffering and to make its potential more tangible.

  • Against Wishful Thinking

    Brian Tomasik

    Prioritization & macrostrategy

    Some people hold more hopeful beliefs about the world than justified. These include the feeling that life for wild animals isn't so bad and the expectation that humanity's future will reduce more suffering than it creates. By feeding these dreams, optimistic visions of suffering reduction may in fact cause net harm. We should explore ways of increasing empathy that also expose the true extent of suffering in the world.

  • Antifrustrationism

    Center on Long-Term Risk

    Ethics & meta-ethics

    Christoph Fehige proposed antifrustrationism, according to which a frustrated preference is bad, but the existence of a satisfied preference is not better than if the preference didn’t…

  • Prioritization & macrostrategy

    Evaluating the effectiveness of our actions, or even just whether they're beneficial or harmful, is very difficult. One way to deal with uncertainty is to focus on actions that likely have positive effects across many scenarios. This approach often amounts to meta-level activities like promoting positive-sum institutions, reflectiveness, and effective altruism in general.

  • Prioritization & macrostrategy

    Fast technological development carries a risk of creating extremely powerful tools, especially AI, before society has a chance to figure out how best to use those tools in positive ways for many value systems. Suffering reducers may want to help mitigate the…

  • Education Matters for Altruism

    Brian Tomasik

    Other

    Learning is an extremely important activity for altruists. Learning can seem ineffective in the short run, but used properly, it can pay off more than most financial or single-domain-focused investments. It's important for young activists not to neglect learning in order to just "do more to help now."

  • Prioritization & macrostrategy

    Global catastrophic risks – such as biotech disasters or nuclear war – would cause major damage in the short run, but their effects on the long-run trajectory that humanity takes are also significant. In particular, to the extent these disasters increase risks of war, they seem likely to precipitate AI arms races between nations and worsen prospects for compromise.

  • Lexicality between good and bad

    Center on Long-Term Risk

    Ethics & meta-ethics

    Is there some kind and amount of badness such that an outcome that contains it is overall bad, regardless of the amount of good in the outcome?…

  • Open Research Questions

    Center on Long-Term Risk

    OverviewOther

    This page is out-of-date. You can read about our current priority areas here . Our research agenda on cooperation, conflict, and transformative artificial intelligence can be found here . There are a number of crucial considerations for reducing suffering in humanity's future.…

  • Prioritization & macrostrategy

    Several arguments support the heuristic that we should help groups holding different value systems from our own when doing so is cheap, unless those groups prove uncooperative to our values. This is true even if we don't directly care at all about other groups' value systems. Exactly how nice to be depends on the particulars of the situation.

  • Prioritization & macrostrategy

    Artificial intelligence (AI) will likely transform the world later this century. Whether uncontrolled or controlled AIs would create more suffering in expectation is a question to explore further. Regardless, the field of AI safety and policy seems to be a very important space where altruists can make a positive-sum impact along many dimensions.

  • Ethics & meta-ethics

    If we don't understand why we're conscious, how come we're so sure that extremely simple minds are not? I propose to think of consciousness as intrinsic to computation, although different types of computation may have very different types of consciousness – some…

  • Prioritization & macrostrategy

    When agents of differing values compete, they may often find it mutually advantageous to compromise rather than continuing to engage in zero-sum conflicts. Potential ways of encouraging cooperation include promoting democracy, tolerance and (moral) trade. Because a future without compromise could be many times worse than a future with it, advancing compromise seems an important undertaking.

  • Prioritization & macrostrategy

    Compromise has the potential to jointly benefit many different individuals, organizations, countries, and value systems. This article enumerates ideas for how to encourage compromise, drawn from political science, international relations, moral psychology, game theory, sociology, and ethics.

  • Prioritization & macrostrategy

    Space colonization would likely increase rather than decrease total suffering. Because many people care nonetheless about humanity’s spread into the cosmos, we should reduce risks of astronomical future suffering without opposing others’ spacefaring dreams. In general, we recommend to focus on making sure that an intergalactic future will be good if it happens rather than making sure there will be such a future.

  • Ethics & meta-ethics

    This essay explains my version of an eliminativist approach to understanding consciousness. It suggests that we stop thinking in terms of "conscious" and "unconscious" and instead look at physical systems for what they are and what they can do. This perspective dissolves…

  • The Importance of Wild-Animal Suffering

    Brian TomasikRelations

    PaperEthics & meta-ethics

    The number of wild animals vastly exceeds that of animals on factory farms. Therefore, animal advocates should consider focusing their efforts to raise concern about the suffering that occurs in nature. In theory, engineering more humane ecological systems might be valuable. In practice, however, it seems more effective to promote the meme of caring about wild animals to other activists, academics and other sympathetic groups.

  • AI Forecasting

    There's a decent chance that governments will be the first to build artificial general intelligence (AI). International hostility, especially an AI arms race, could exacerbate risk-taking, hostile motivations, and errors of judgment when creating AI. If so, then international cooperation could be an important factor to consider when evaluating the flow-through effects of charities.

  • Overwhelming obligations The drowning child argument has persuaded many people to join the effective altruism movement. It highlights one of EA’s central concepts: opportunity costs. The money spent on expensive clothes could instead be used to donate to cost-effective charities overseas, where it can save a person's life. Of course, the force of the argument does not stop there: If you're left with more money, or if you could work for a few extra hours to earn more, you can donate more to help additional people. Every decision we make has opportunity costs – this realization can feel overwhelming. Several critics consider the ideas behind effective altruism flawed or impractical because they appear to demand too much from us. In his widely cited essay A Critique of Utilitarianism, Bernard Williams argues that the idea of always trying to bring about the best outcome1 places too high a burden on a person by taking away their choice in what they want to do in life: > It is to alienate him in a real sense from his actions and the source of his action in his own convictions. It is to make him into a channel between the input of everyone’s projects, including his own, and an output of optimific decision; but this is to neglect the extent to which his actions and his decisions have to be seen as the actions and decisions which flow from the projects and attitudes with which he is most closely identified. It is thus, in the most literal sense, an attack on his integrity.

2013

  • Ethics & meta-ethics

    The ethical views we hold depend significantly on the network structures of our brains: which ideas are associated with which valences and how strongly. These feelings and weights are shaped by our genetic predispositions, cultural circumstances, and life experiences. Had you developed…

  • Ethics & meta-ethics

    Different ethical intuitions place different weight on the importance of intentions vs. outcomes in evaluating our actions. One might think that consequentialists would favor the outcome-based approach, and indeed, judging based on outcomes is sometimes the best way to optimize performance. However,…